Peter Thomas Johnson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (18 Mar 2008 to 23 Nov 2009)
P. Johnson-Compass Ind. (no longer approved here)
FRN 214572
- (1)Employed By (22 Apr 2004 to 24 Jan 2005)
Professional Advice Link Ltd (no longer approved here)
FRN 194885
- (2)Employed By (1 Nov 2001 to 12 Dec 2003)
Compass Independent Ltd (no longer approved here)
FRN 182350
- Employed By (1 Oct 1998 to 31 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.