Peter Thomas Durkin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Assured Pensions & Investments Ltd

    FRN 840938

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2020)
    • [FCA CF] Client dealing (since 17 Nov 2020)
    • Responsible for Insurance Distribution (since 6 Jan 2020)
    • SMF16 Compliance Oversight (since 6 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jan 2020)
    • SMF3 Executive Director (since 6 Jan 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (18 Sep 2008 to 19 Nov 2009)
    • CF30 Customer (18 Sep 2008 to 19 Nov 2009)
  • Financial Solutions (Investment & Pensions) Ltd (no longer approved here)

    FRN 192263

    • (2)Employed By (2 Sep 2002 to 29 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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