Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 22 Jan 2026)
- SMF16 Compliance Oversight (9 Dec 2019 to 22 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Jan 2026)
- CF10 Compliance Oversight (9 Jul 2018 to 8 Dec 2019)
- CF1 Director (9 Jul 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 Jul 2018 to 8 Dec 2019)
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- CF30 Customer (1 Sep 2011 to 6 Jan 2015)
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- CF23 Corporate Finance Adviser (6 Jun 2006 to 31 Jul 2007)
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- CF23 Corporate Finance Adviser (6 Jun 2006 to 31 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.