Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (1 Nov 2007 to 24 Mar 2008)
- CF1 Director (25 Oct 2002 to 31 Mar 2014)
- CF11 Money Laundering Reporting (25 Oct 2002 to 24 Mar 2008)
- CF3 Chief Executive (25 Oct 2002 to 31 Mar 2014)
- CF8 Apportionment and Oversight (25 Oct 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.