Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 24 Feb 2021)
- CF8 Apportionment and Oversight (21 Aug 2017 to 8 Dec 2019)
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- CF28 Systems and controls (1 Nov 2007 to 31 Oct 2012)
- CF14 Risk Assessment (13 Jun 2003 to 31 Oct 2007)
- CF15 Internal Audit (13 Jun 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.