Peter Seilern-Aspang

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SEILERN INVESTMENT MANAGEMENT LTD. (no longer approved here)

    FRN 144827

    • [FCA CF] Significant management (4 Jan 2021 to 14 Feb 2024)
    • [FCA CF] Material risk taker (4 Jan 2021 to 19 Jan 2024)
    • SMF9 Chair of the Governing Body (27 Feb 2020 to 31 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 28 Jan 2005)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.