Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF1 Director (15 May 2003 to 12 Dec 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (15 May 2003 to 20 Apr 2006)
    • CF21 Investment Adviser (22 May 2002 to 1 Aug 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF16 Significant Mgt (Desgntd Investment Business) (22 May 2002 to 20 Apr 2006)
    • CF21 Investment Adviser (22 May 2002 to 1 Aug 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (22 May 2002 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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