Peter Roper

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED

    FRN 155241

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Sep 2016 to 8 Dec 2019)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (4 Aug 2011 to 21 Sep 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 6 May 2011)
    • CF21 Investment Adviser (12 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Jun 2006 to 12 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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