Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF1 Director (3 Jul 2006 to 5 Feb 2016)
- CF10 Compliance Oversight (3 Jul 2006 to 11 May 2015)
- CF11 Money Laundering Reporting (3 Jul 2006 to 11 May 2015)
- CF8 Apportionment and Oversight (3 Jul 2006 to 31 Mar 2009)
- Responsible for Insurance Mediation (3 Jul 2006 to 3 Jun 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.