Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- 11. Pension transfer specialist
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 12 Jul 2013)
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Peter Neal Pensions LLP
FRN 231099
- (3)Employed By (since 3 Jul 2013)
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- CF30 Customer (7 Jan 2013 to 22 Mar 2013)
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- Employed By (15 Oct 2004 to 9 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.