Peter Robert John Thomas

• True Potential Wealth Management LLP

  FRN 529810

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 11 Jul 2023)
  • [FCA CF] Client dealing (since 11 Jul 2023)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • Appointed representative dealing with clients for which they require qualification (30 Sep 2020 to 3 Aug 2021)
  • CF1 Director (AR) (19 Dec 2019 to 30 Sep 2020)
  • CF30 Customer (1 Jul 2019 to 3 Aug 2021)
• Uniec Prestige Ltd (no longer approved here)

  FRN 544324

  • Employed By (22 Sep 2020 to 3 Aug 2021)
• Juno Advisory Services Ltd (no longer approved here)

  FRN 844438

  • Employed By (1 Jul 2019 to 3 Aug 2021)
• Argentis Wealth Management Ltd (no longer approved here)

  FRN 419331

  • CF30 Customer (6 Nov 2017 to 30 Jun 2019)
• Quilter Financial Limited (no longer approved here)

  FRN 497604

  • CF30 Customer (4 Nov 2016 to 15 Nov 2017)
• Alexander House Financial Services Limited (no longer approved here)

  FRN 601371

  • Employed By (4 Nov 2016 to 15 Nov 2017)
• Wardour Financial Planners Ltd (no longer approved here)

  FRN 739963

  • CF30 Customer (5 Oct 2016 to 5 Oct 2016)
• Wardour Investments LLP (no longer approved here)

  FRN 586903

  • Employed By (20 Nov 2013 to 30 Sep 2016)
• The On-Line Partnership Limited (no longer approved here)

  FRN 192638

  • CF30 Customer (1 Nov 2007 to 30 Dec 2007)
  • CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (23 Nov 2006 to 10 Apr 2007)

No changes recorded yet.