Peter Robert Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Guggenheim Investment Advisors (Europe) Limited

    FRN 499798

    • [FCA CF] Client dealing (since 28 Apr 2025)
    • [FCA CF] Significant management (since 28 Apr 2025)
    • [FCA CF] Manager of certification employee (since 28 Apr 2025)
  • Robert Quinn Advisory LLP (no longer approved here)

    FRN 548030

    • CF1 Director (AR) (19 Jun 2024 to 16 Apr 2025)
    • CF30 Customer (19 Jun 2024 to 16 Apr 2025)
  • FocusPoint Europe Limited (no longer approved here)

    FRN 958945

    • (1)Employed By (19 Jun 2024 to 16 Apr 2025)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Significant management (1 Feb 2021 to 30 Jun 2023)
    • [FCA CF] Client dealing (1 Feb 2021 to 30 Jun 2023)
    • CF30 Customer (8 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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