Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (6 Dec 2021 to 9 May 2022)
- Appointed representative dealing with clients for which they require qualification (20 Jul 2021 to 9 May 2022)
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- (12)Employed By (6 Dec 2021 to 9 May 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2021)
- CF30 Customer (26 Mar 2009 to 8 Dec 2019)
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- CF30 Customer (28 Aug 2008 to 15 Dec 2008)
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- CF30 Customer (1 Nov 2007 to 8 Aug 2008)
- CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.