Peter Reeve Lockey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPE ANN ASSET MANAGEMENT LTD (no longer approved here)
FRN 735908
- SMF3 Executive Director (9 Dec 2019 to 31 Aug 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 15 Feb 2022)
- CF30 Customer (1 Sep 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Jul 2016 to 31 Jul 2019)
- CF1 Director (1 Jul 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jul 2016 to 8 Dec 2019)
Highclere International Investors LLP (no longer approved here)
FRN 533554
- CF4 Partner (30 Mar 2011 to 21 Mar 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.