Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 19 Jun 2009)
    • CF22 Investment Adviser (Trainee) (5 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (30 Mar 2007 to 17 Sep 2007)
    • CF22 Investment Adviser (Trainee) (23 Oct 2006 to 30 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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