Peter Rawlings

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Material risk taker (1 Feb 2021 to 28 Feb 2023)
    • [FCA CF] Client dealing (1 Feb 2021 to 28 Feb 2023)
    • CF30 Customer (24 Oct 2018 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Feb 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Aug 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 2 Aug 2018)
    • CF30 Customer (18 Nov 2015 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 20 Feb 2009)
    • CF23 Corporate Finance Adviser (23 Oct 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 20 Feb 2009)
    • CF23 Corporate Finance Adviser (23 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.