Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (3 May 2016 to 8 Dec 2019)
    • CF1 Director (3 May 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 May 2016 to 8 Dec 2019)
    • CF30 Customer (3 May 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 May 2016 to 30 Sep 2018)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 29 Apr 2016)
    • CF1 Director (AR) (3 Jul 2007 to 29 Apr 2016)
    • CF22 Investment Adviser (Trainee) (3 Jul 2007 to 31 Oct 2007)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF22 Investment Adviser (Trainee) (6 Dec 2004 to 15 Dec 2005)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (254)Employed By (1 Dec 2001 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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