Peter Preston

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Monster Insurance Services Ltd

    FRN 730780

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (8 Jul 2016 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (8 Jul 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Jul 2016 to 8 Dec 2019)
    • CF1 Director (8 Jul 2016 to 8 Dec 2019)
  • Marshalls Financial Services Ltd (no longer approved here)

    FRN 200288

    • (9)Employed By (1 Dec 2001 to 29 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.