Peter Pollock

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Mortgage Advice Service (Scotland) Ltd

    FRN 827771

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 6 Nov 2024)
    • SMF3 Executive Director (9 Dec 2019 to 16 Jul 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jul 2025)
    • CF10 Compliance Oversight (6 Jun 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (6 Jun 2019 to 16 Jul 2025)
    • CF1 Director (6 Jun 2019 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (6 Jun 2019 to 16 Jul 2025)
  • Debt Advisory Services (Scotland) Limited (no longer approved here)

    FRN 671573

    • SMF3 Executive Director (9 Dec 2019 to 10 Jul 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jul 2024)
    • CF1 Director (1 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2017 to 8 Dec 2019)
    • CF28 Systems and controls (1 Jun 2017 to 8 Dec 2019)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (19 Jul 2013 to 25 Sep 2019)
  • Consumers First Ltd (no longer approved here)

    FRN 597666

    • Employed By (19 Jul 2013 to 25 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

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