Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (36)CF30 Customer (1 Nov 2007 to 25 Jun 2013)
    • (38)CF21 Investment Adviser (7 Sep 2007 to 31 Oct 2007)
    • (37)CF22 Investment Adviser (Trainee) (3 Jan 2006 to 7 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (36)CF30 Customer at STIFEL EUROPE LIMITED

  2. controlled function added: (37)CF22 Investment Adviser (Trainee) at STIFEL EUROPE LIMITED

  3. controlled function added: (38)CF21 Investment Adviser at STIFEL EUROPE LIMITED