Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2022)
    • [FCA CF] Client dealing (since 1 Aug 2021)
    • SMF18 Other Overall Responsibility (since 12 Oct 2017)
    • [FCA CF] Manager of certification employee (since 31 Dec 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 17 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.