Peter Norman Cox

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASHWORTH FINANCIAL PLANNING LIMITED

    FRN 606805

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • CF30 Customer (since 9 Dec 2023)
    • Appointed representative dealing with clients for which they require qualification (since 19 Sep 2023)
    • [FCA CF] Client dealing (since 19 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 19 Sep 2023)
  • Peter Cox

    FRN 999842

    • (1)Employed By (since 9 Dec 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Apr 2011 to 1 Aug 2011)
  • James Tate Independent Financial Consultants (no longer approved here)

    FRN 160367

    • (2)Employed By (1 Oct 1998 to 1 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

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