Peter Norman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 6 Apr 2021)
    • CF10a CASS Oversight function (18 Jul 2013 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 1 May 2018)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Oct 2003 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (30 Oct 2003 to 31 Oct 2007)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF1 Director (1 Dec 2001 to 6 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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