Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Jun 2014 to 8 Dec 2019)
    • CF1 Director (22 May 2014 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 21 May 2014)
    • CF1 Director (AR) (16 Dec 2003 to 21 May 2014)
    • CF22 Investment Adviser (Trainee) (17 Dec 2002 to 31 Oct 2007)
  • Chadborn Baker & Kearle Ltd (no longer approved here)

    FRN 221150

    • Employed By (16 Dec 2003 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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