Peter Nicholas Howard-Jones

• Cambridge Financial Services Ltd

  FRN 951210

  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2021)
  • Responsible for Insurance Distribution (since 1 Sep 2021)
  • SMF16 Compliance Oversight (since 1 Sep 2021)
  • SMF3 Executive Director (since 1 Sep 2021)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• ONE FINANCIAL ADVISER LTD

  FRN 611058

  • Director of firm who is not a certification employee or a SMF manager (since 20 Apr 2021)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Sep 2021)
  • CF1 Director (AR) (25 Mar 2013 to 31 Dec 2013)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • CF1 Director (AR) (10 Jul 2018 to 1 Sep 2021)
  • CF30 Customer (26 Apr 2010 to 31 Dec 2012)
• Quilter Mortgage Planning Limited (no longer approved here)

  FRN 440718

  • CF1 Director (AR) (10 Jul 2018 to 1 Sep 2021)
• Cambridge Financial Services Ltd (no longer approved here)

  FRN 541885

  • Employed By (4 Mar 2011 to 31 Dec 2012)
• MM Wealth Ltd (no longer approved here)

  FRN 148496

  • CF30 Customer (1 Nov 2007 to 25 Nov 2008)
  • CF21 Investment Adviser (12 Dec 2003 to 31 Oct 2007)
• JGLR Financial Planning Limited (no longer approved here)

  FRN 190368

  • (6)Employed By (28 Sep 1999 to 4 Nov 2003)

No changes recorded yet.