Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 21 Dec 2023)
    • Responsibility for MCD Intermediation (since 6 Oct 2023)
    • SMF16 Compliance Oversight (since 25 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Aug 2023)
    • Responsible for Insurance Distribution (since 2 Mar 2023)
    • SMF3 Executive Director (since 2 Mar 2023)
  • BOND FINANCE LIMITED (no longer approved here)

    FRN 310399

    • [FCA CF] Functions requiring qualifications (23 Mar 2021 to 15 Dec 2023)
  • MORGAN STERLING LIMITED (no longer approved here)

    FRN 302304

    • CF1 Director (27 Mar 2017 to 5 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

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