Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
MILLER & CO. INVESTMENT MANAGEMENT LIMITED
FRN 166062
- 14. Managing investments
- 16. Safeguarding and administering investments or holding client money
- 17. Administrative functions in relation to managing investments
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF3 Chief Executive (4 Mar 2010 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.