Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (11)Employed By (since 9 Feb 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 4 Sep 2023)
    • CF30 Customer (since 6 Jun 2023)
    • [FCA CF] Client dealing (since 13 Jan 2023)
    • [FCA CF] Functions requiring qualifications (13 Jan 2023 to 4 Sep 2023)
    • (3)Employed By (since 6 Jun 2023)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jan 2023)
    • CF30 Customer (16 Jul 2010 to 3 Jan 2023)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (16 Jul 2010 to 3 Jan 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 26 Aug 2010)
    • CF22 Investment Adviser (Trainee) (12 Mar 2007 to 31 Oct 2007)
  • R A Armitage & Associates Partnership (no longer approved here)

    FRN 215885

    • (17)Employed By (12 Mar 2007 to 3 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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