Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (31 Oct 2005 to 31 Oct 2007)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (12 Oct 2004 to 18 Aug 2005)
    • CF22 Investment Adviser (Trainee) (1 Jun 2004 to 12 Oct 2004)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (12 Oct 2004 to 18 Aug 2005)
    • CF22 Investment Adviser (Trainee) (1 Jun 2004 to 12 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.