Peter McNulty

• JEM Financial Planning Ltd

  FRN 930071

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 14 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 25 Apr 2023)
• True Potential Wealth Management LLP (no longer approved here)

  FRN 529810

  • CF30 Customer (5 Oct 2011 to 30 Apr 2012)
• Bloomer Heaven Wealth Management Limited (no longer approved here)

  FRN 525254

  • Employed By (16 Jun 2010 to 25 Nov 2011)
• AFH Independent Financial Services Limited (no longer approved here)

  FRN 216704

  • CF30 Customer (10 May 2010 to 25 Nov 2011)
• Radiant Financial Planning Limited (no longer approved here)

  FRN 192396

  • CF30 Customer (3 Feb 2010 to 31 Mar 2010)
• Chase de Vere Independent Financial Advisers limited (no longer approved here)

  FRN 137914

  • CF30 Customer (9 May 2008 to 31 Dec 2009)
• HSBC Bank Plc (no longer approved here)

  FRN 114216

  • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
  • CF21 Investment Adviser (24 Sep 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (22 Jun 2007 to 24 Sep 2007)
• Evelyn Partners Financial Planning Limited (no longer approved here)

  FRN 136414

  • CF21 Investment Adviser (2 Oct 2006 to 22 May 2007)
  • CF22 Investment Adviser (Trainee) (9 May 2006 to 2 Oct 2006)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF22 Investment Adviser (Trainee) (3 Jan 2006 to 16 Mar 2006)

No changes recorded yet.