Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Broadstone Financial Solutions Limited (no longer approved here)

    FRN 134771

    • CF30 Customer (18 Aug 2008 to 4 May 2012)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 20 Jun 2008)
    • CF22 Investment Adviser (Trainee) (3 Jul 2006 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (31 Jan 2006 to 25 May 2006)
    • CF22 Investment Adviser (Trainee) (7 Sep 2004 to 31 Jan 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (17 Jul 2003 to 9 Jul 2004)
    • CF22 Investment Adviser (Trainee) (30 Jan 2002 to 17 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.