Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (7 Mar 2016 to 15 Sep 2024)
- CF29 Significant management (1 Nov 2007 to 19 Jul 2013)
- CF30 Customer (1 Nov 2007 to 19 Oct 2010)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Apr 2004 to 31 Oct 2007)
- CF21 Investment Adviser (25 Apr 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.