Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 Feb 2020)
    • CF30 Customer (1 Oct 2016 to 8 Dec 2019)
  • Moore & York Financial Services Ltd (no longer approved here)

    FRN 215062

    • (11)Employed By (4 Jan 2005 to 22 Dec 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (11 Feb 2004 to 1 Jun 2004)
    • CF22 Investment Adviser (Trainee) (9 Jun 2003 to 11 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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