Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP Markets Limited
FRN 124520
- SMF10 Chair of the Risk Committee (since 22 Aug 2025)
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TP ICAP E&C Limited
FRN 146880
- SMF10 Chair of the Risk Committee (since 22 Aug 2025)
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TP ICAP Broking Limited
FRN 154234
- SMF10 Chair of the Risk Committee (since 22 Aug 2025)
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Absolute Strategy Research Limited
FRN 452013
- SMF1 Chief Executive (since 10 Jan 2025)
- [FCA CF] Client dealing (since 14 May 2024)
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- SMF3 Executive Director (3 Aug 2022 to 31 Mar 2023)
- SMF21 EEA Branch Senior Manager (EBSM) (28 Jun 2019 to 3 Aug 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 26 Jun 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Jun 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 28 Jun 2019)
- CF29 Significant management (25 Aug 2011 to 6 Jun 2015)
- CF30 Customer (4 Jan 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 4 Oct 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.