Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 22 Aug 2025)
    • SMF10 Chair of the Risk Committee (since 22 Aug 2025)
    • SMF10 Chair of the Risk Committee (since 22 Aug 2025)
    • SMF1 Chief Executive (since 10 Jan 2025)
    • [FCA CF] Client dealing (since 14 May 2024)
  • Societe Generale (no longer approved here)

    FRN 124866

    • SMF3 Executive Director (3 Aug 2022 to 31 Mar 2023)
    • SMF21 EEA Branch Senior Manager (EBSM) (28 Jun 2019 to 3 Aug 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 26 Jun 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Jun 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Jun 2019)
    • CF29 Significant management (25 Aug 2011 to 6 Jun 2015)
    • CF30 Customer (4 Jan 2011 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 4 Oct 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.