Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (21 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Dec 2004 to 21 Aug 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (3 Aug 2004 to 15 Dec 2004)
    • CF22 Investment Adviser (Trainee) (5 Jul 2004 to 3 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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