Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK) (no longer approved here)

    FRN 140836

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jun 2022)
    • CF30 Customer (30 Nov 2015 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (6 Nov 2007 to 15 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.