Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 6 Oct 2025)
    • [FCA CF] Client dealing (since 6 Oct 2025)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Material risk taker (1 Aug 2017 to 30 Jan 2024)
    • [FCA CF] Client dealing (1 Aug 2017 to 30 Jan 2024)
    • [FCA CF] Manager of certification employee (1 Aug 2017 to 30 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2017 to 30 Jan 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Apr 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (15 Apr 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 11 Mar 2013)
    • CF21 Investment Adviser (22 Oct 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jul 2003 to 22 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.