Peter Marriott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (13 Feb 2009 to 19 Apr 2018)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (1 Nov 2007 to 11 Feb 2009)
- CF21 Investment Adviser (21 Dec 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Sep 2005 to 21 Dec 2005)
- CF7 Sole Trader (AR) (20 Sep 2005 to 19 Dec 2005)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF21 Investment Adviser (5 Dec 2001 to 23 Sep 2005)
Darlington Investment Planning Limited (no longer approved here)
FRN 182563
- Employed By (25 Nov 1998 to 23 Sep 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.