Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AllianceBernstein Limited
FRN 147956
- SMF18 Other Overall Responsibility (since 10 Jan 2025)
- [FCA CF] Material risk taker (since 13 Sep 2024)
- [FCA CF] Manager of certification employee (since 3 May 2023)
- [FCA CF] Client dealing (since 18 Dec 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.