Peter Mark Harris

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HRANDP Ltd

    FRN 1019373

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Manager of certification employee (since 30 Mar 2026)
    • [FCA CF] Client dealing (since 30 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
    • SMF3 Executive Director (since 10 Feb 2026)
    • SMF1 Chief Executive (since 10 Feb 2026)
    • SMF16 Compliance Oversight (since 10 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Feb 2026)
  • Mountstone Partners Limited

    FRN 583147

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • CF30 Customer (28 Jun 2019 to 8 Dec 2019)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • CF30 Customer (5 Dec 2008 to 14 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

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