Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- [FCA CF] Client dealing (since 19 Jul 2016)
- [FCA CF] Material risk taker (since 19 Jul 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 19 Jul 2016)
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- CF30 Customer (16 Jul 2008 to 30 Jan 2016)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.