Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (3)CF29 Significant management (9 Jun 2015 to 9 Aug 2018)
- (4)CF28 Systems and controls (9 Jun 2015 to 9 Aug 2018)
- (5)CF11 Money Laundering Reporting (9 Jun 2015 to 9 Aug 2018)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (3)CF29 Significant management at New Wave Capital Limited
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controlled function added: (4)CF28 Systems and controls at New Wave Capital Limited
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controlled function added: (5)CF11 Money Laundering Reporting at New Wave Capital Limited