Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Jan 2023)
    • SMF3 Executive Director (since 3 Jan 2023)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 3 Jan 2023)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (19 Jun 2017 to 14 Mar 2018)
    • CF1 Director (AR) (19 Jun 2017 to 14 Mar 2018)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 17 Jun 2014)
    • CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.