Peter Left

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (14 Aug 2019 to 1 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (29 Nov 2016 to 14 Mar 2023)
    • [FCA CF] Manager of certification employee (29 Nov 2016 to 14 Mar 2023)
    • [FCA CF] Material risk taker (29 Nov 2016 to 14 Mar 2023)
    • CF30 Customer (2 Jun 2009 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (14 Aug 2019 to 13 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (29 Nov 2016 to 13 Dec 2019)
    • [FCA CF] Material risk taker (29 Nov 2016 to 13 Dec 2019)
    • [FCA CF] Manager of certification employee (29 Nov 2016 to 13 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (17 Sep 2007 to 31 Oct 2007)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Manager of certification employee (1 Aug 2017 to 9 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

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