Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MME (FS) Ltd

    FRN 650868

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 2 Mar 2026)
    • CF10 Compliance Oversight (24 May 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Mar 2015 to 30 Sep 2018)
    • CF1 Director (2 Mar 2015 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (2 Jun 2009 to 15 Jun 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (1 May 2008 to 15 Jun 2018)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF4 Partner (AR) (27 Jan 2005 to 3 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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