Peter Lee

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (20 Sep 2022 to 30 Jul 2023)
    • [FCA CF] Significant management (20 Sep 2022 to 30 Jul 2023)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 25 May 2021)
    • CF10a CASS Oversight function (7 Dec 2015 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (20 Sep 2022 to 30 Jul 2023)
    • [FCA CF] Significant management (20 Sep 2022 to 30 Jul 2023)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 25 May 2021)
    • CF10a CASS Oversight function (7 Dec 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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