Peter Laurence Clark

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PGIM LIMITED
FRN 193418
- [FCA CF] Client dealing (since 1 Jul 2020)
- CF30 Customer (24 Oct 2017 to 8 Dec 2019)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF3 Chief Executive (13 Mar 2003 to 31 Mar 2007)
- CF8 Apportionment and Oversight (13 Mar 2003 to 31 Mar 2007)
- CF22 Investment Adviser (Trainee) (20 Mar 2002 to 29 Sep 2004)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF22 Investment Adviser (Trainee) (20 Mar 2002 to 29 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.