Peter Kozlowski

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 5 Oct 2022)
    • [FCA CF] Client dealing (10 Dec 2019 to 5 Oct 2022)
    • CF30 Customer (1 Feb 2012 to 8 Dec 2019)
  • Swallow Financial Management LLP (no longer approved here)

    FRN 221649

    • CF21 Investment Adviser (30 May 2003 to 25 Jan 2007)
    • CF8 Apportionment and Oversight (30 May 2003 to 25 Jan 2007)
    • CF4 Partner (30 May 2003 to 25 Jan 2007)
    • CF10 Compliance Oversight (30 May 2003 to 25 Jan 2007)
    • CF11 Money Laundering Reporting (30 May 2003 to 25 Jan 2007)
  • Swallow Financial Management (1994) (no longer approved here)

    FRN 190167

    • Employed By (21 Jun 1999 to 28 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.