Peter Kliskey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kliskey Independent Financial Services Limited

    FRN 227844

    • [FCA CF] Significant management (since 1 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 20 Sep 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (28 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (29 Sep 2003 to 31 Mar 2009)
    • CF1 Director (29 Sep 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Sep 2003 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Sep 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (29 Sep 2003 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (29 Sep 2003 to 31 Oct 2007)
  • Peter Kliskey independent Financial Services (no longer approved here)

    FRN 195075

    • (1)Employed By (1 Dec 2001 to 19 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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