Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
- CF29 Significant management (1 Nov 2007 to 1 Apr 2009)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF16 Significant Mgt (Desgntd Investment Business) (19 Jun 2003 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 1 Apr 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (19 Jun 2003 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 23 Oct 2017)
- CF29 Significant management (1 Nov 2007 to 1 Apr 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (19 Jun 2003 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 15 Mar 2019)
- CF29 Significant management (1 Nov 2007 to 1 Apr 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (19 Jun 2003 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.